Securities Attorneys & Lawyers serving New York

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Seth W.

Seth Wiener

1258 reviews
As an experienced trial lawyer and litigator, Seth Wiener has resolved numerous federal and state litigations. His cases have included everything from family law to bankruptcy to fraud and more. Before Seth formed his own firm, the Law Office of Seth W. Wiener, he worked for several prominent law offices where he gained a great deal of experience.
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Thomas B.

Thomas Bark

525 reviews
Thomas Bark is a Partner at Jones Bay working with startups, but he can also handle legal matters for large companies. Previously, he has worked for two top international law firms for some 25 years - some of his experience includes working abroad.. His practice extends to corporate law and commercial contracts, with a particular emphasis in VC finance, M&A, lending, employment, joint ventures and technology issues. He attended The University of Virginia School of Law.
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Scott S.

Scott Stram

427 reviews
As a member of both the New York and New Jersey Bars, Scott Stram is an accomplished lawyer with experience in a range of legal and business areas. This includes corporate law, data security, compliance, real estate, and intellectual property. Before founding Stram Law, Scott was a compliance officer for a company that performed property audits, a director of a security consulting practice, and an operations officer for Viacom and CBS.
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Alisha B.

Alisha Bond

361 reviews
-Received a BS in Communications in 2005, JD from Mississippi College School of Law in 2009, and MBA from University of Maryland in 2016. -Results driven and experienced a... read more
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Brig R.

Brig Ricks

197 reviews
I am a senior executive and strategic legal adviser with 19 years of experience providing legal services in international environments. I am a general counsel who can advis... read more
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Ali S.

Ali Shalchi

179 reviews
Ali brings a diverse range of experience gained from practice at major law firms (e.g. Paul Hastings LLP) and as in-house counsel for a Fortune 500 tech company (Illumina I... read more
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Michael W.

Michael Wieser

167 reviews
I am dedicated to working with startup entrepreneurs and early stage growth companies to provide legal stability and scalability for growing enterprises. What sets me apart... read more
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Paul S.

Paul Spitz

165 reviews
With an MBA in marketing from Indiana University, Paul Spitz offers business experience and legal expertise to companies ranging from startups to midsize organizations. He specializes in the areas of technology, marketing, e-commerce, and digital media. Unlike attorneys at large law firms, Mr. Spitz is able to provide affordable services in counseling, representation, and negotiation.
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Umar F.

Umar Farooq

141 reviews
Umar Farooq focuses on corporate legal matters that include commercial contracts, employment matters and business operation management. He has represented Vodafone, RBS, ExonMobil and various other large corporations. Umar graduated cum laude from the University of Buffalo School of Law in 2007. He also received an Adelbert Moot Scholarship while attending the University in 2006. Umar started his own law firm in 2012 and is currently the managing business attorney.
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Baruch G.

Baruch Gottesman

129 reviews
Baruch Gottesman is a corporate attorney with over a decade of experience. He is licensed to practice law in both New Jersey and New York. Baruch obtained his J.D. degree in law from the Benjamin N. Cardozo School of Law, Yeshiva University. He is skilled in providing legal assistance to startup companies, with exceptional experience in drafting, negotiating and reviewing commercial contracts. Baruch founded his own law firm in January 2010.
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Securities Lawyers serving New York

5.0 
Based on 3549 reviews
Clear Communication - 5.0
Response Time - 5.0
Knowledgeable - 5.0
Meets Deadlines - 5.0
UpCounsel is a secure service for your business legal needs

On UpCounsel, you can easily find and connect with top-rated New York securities attorneys & lawyers that provide a range of securities law services for startups to large businesses. Any of the New York securities lawyers you connect with will be available to help with a variety of your securities law related legal needs on an on-demand or ongoing basis that service the state of New York.

From primarily dealing with legal matters such as SEC filings, initial public offerings (IPO), transactions, legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence, the New York securities lawyers that you can easily find and connect with on UpCounsel can help you with a variety of specialized and general securities law related legal matters. No matter what type of New York securities law needs you have, you can easily hire an experienced securities lawyer on UpCounsel to help your unique needs in the state of New York.

All you need to do is post a job request to our community of securities lawyers and we will help you easily connect with and get free quotes from the attorneys servicing New York for securities law related matters today.

What Our Customers Have to Say

"UpCounsel gives me access to big-firm lawyers minus the big-firm price tag. I work with several attorneys on the platform and there are never surprises...I always receive quality legal work at competitive rates that larger firms simply cannot match."

Scott Woods
SVP & General Counsel

"Every startup needs to know about UpCounsel. We found great attorneys at great prices and were able to focus our resources on improving our business instead of paying legal bills."

Sean Conway
Co-founder & CEO

"Before UpCounsel it was hard for us to find the right lawyer with the right expertise for our business. UpCounsel solves those problems by being more affordable and helping us find the right lawyer in no time."

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Co-founder & COO

This is the most recent 20 reviews out of 97 reviews for Securities & Finance attorneys in New York

Sara Mana
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Sara Mana

"Sara was amazing, went above and beyond on our work and turned it around in <24 hours. Highly recommend, would love to work with her again"

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Long Island City, NY,

Vincent Van Houden
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Vincent Van Houden

"Great experience!"

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Brooklyn, NY,

Michael Wieser
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Michael Wieser

"Michael was an amazing partner for our business looking to have our first capital fundraising. He was incredibly knowledgeable about the do’s and don’ts of raising capital, as well as extensive experience on how other businesses handled the process. We’re hoping to continue working with Michael for any business financing/structure needs in the near future!"

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Brooklyn, NY,

Alexander Nahai
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Alexander Nahai

"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."

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New York, NY,

Matthew Roazen
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Security Agreement with Supplier for Legal Protection

Matthew Roazen

"Matthew was a pleasure to work with and a knowledgable professional."

.
Ozone Park, NY,

Joshua Soloway
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Joshua Soloway

"Very informative meeting with Josh. He was helpful and answered all of my questions without hesitation."

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Mineola, NY,

Ryan A. Woods
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Ryan A. Woods

"Good work!!!"

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New York, NY,

Craig Effrain, Esq.
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Craig Effrain, Esq.

"Craig was super helpful in guiding me through the process and outlining different options we can pursue. I highly recommend him."

.
Brooklyn, NY,

Katie Centolella
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Katie Centolella

"Katie was super responsive and very knowledgeable, particularly on the tax-related issues we needed to discuss. Highly recommend."

.
New York, NY,

Andrew Kussmaul
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Andrew Kussmaul

"Andrew gave quick, detailed feedback in a niche category - he was great to work with and hope to do so again in the future."

.
Wilmington, DE,

Mario Naim
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Fund Formation

Mario Naim

"Mario has been a great resource for my business partners and I on small business formation. He is knowledgeable, thorough in the legal documents he drafts for us, and responds to inquiries quickly. I highly recommend Mario for your small business legal and compliance needs."

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Brooklyn, NY,

Michael Pogue
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Commercial Loan

Michael Pogue

"Very helpful. Pleasure to work with him"

.
New York, NY,

Neil Gandhi
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Neil Gandhi

"Knowledgable and fast communication!"

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New York, NY,

Geoffrey Amend
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document

Geoffrey Amend

"Awesome lawyer for us."

.
Brooklyn, NY,

Lauri Donahue
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Lauri Donahue

"I like working with her"

.
Long Island City, NY,

Neil Fridman
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document

Neil Fridman

"Was great working with Neil again. Look forward to the ongoing relationship. He’s our legal guy!"

.
Astoria, NY,

Thomas Bark
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Thomas Bark

"Great - as always."

.
New York, NY,

Lois (Nuo Jia) Li
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Lois (Nuo Jia) Li

"Lois is very professional, a really recommande work with her. She understand very quickly all our requirements and needs."

.
Brooklyn, NY,

Jason Head
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Capital Raising: General Solicitation—Rule 506(c)

Jason Head

"A great person to relate. A great professional to work. A great server to build."

.
New York, NY,

Grant Maynard
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Convertible Note

Grant Maynard

"FANTASTIC! Extremely knowledgable, helpful, courteous."

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New York, NY,


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